General Compliance - Virtual Bank General Compliance - Virtual Bank …

Taylor Root Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 15 Jul 19
100K + Discretionary Bonus
Taylor Root Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 15 Jul 19
100K + Discretionary Bonus
My client is a chinese based Virtual Bank. The mother company is one of the largest financial services firm in China and Hong Kong. They are looking to expand their Compliance team and are currently looking for two AVP/VP level general compliance candidates to join their firm.

Responsibilities:

  • Report directly to the Chief Compliance Officer working alongside other compliance colleagues
  • Responsible for developing all compliance policies and procedures and liaising with the HKMA regulator on all compliance related matters
  • Provide professional general compliance advisory to the virtual banking business 
  • Assist in legal work when necessary 

Requirements :

  • Bachelor of Finance, Economics, Law, Accounting or related disciplines
  • Sound knowledge of general compliance from bank 
  • At least 5 years of general compliance experience from HKMA licensed firms and/or compliance consulting firms
  • Must have experience from compliance consulting at one of the Big 4's 
  • Open to qualified lawyer / legal experience background
  • Fluent in English and Chinese
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