Compliance Officer Compliance Officer …

Pictet & Cie Luxembourg
in Luxembourg, Luxembourg, Luxembourg
Permanent, Full time
Last application, 12 Jul 19
Competitive
Pictet & Cie Luxembourg
in Luxembourg, Luxembourg, Luxembourg
Permanent, Full time
Last application, 12 Jul 19
Competitive
As part of the Risk & Compliance Department, and reporting directly to its manager, you will be mainly responsible, together with the other staff in the department, for carrying out activities related to the supervision of compliance with the company's anti-money laundering and anti-terrorist financing (AML) rules.

Pictet is an investment-led service company, offering wealth management, asset management and related services. We do not engage in investment banking, nor do we extend commercial loans. We are a partnership of seven owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805. With more than CHF 509 billion in assets under management or custody at 31 December 2017, Pictet is today one of the leading Europe-based independent wealth and asset managers.

Headquartered in Geneva, Switzerland and founded there, Pictet today employs more than 4,200 people. It has 27 offices in: Amsterdam, Barcelona, Basel, Brussels, Dubai, Frankfurt, Geneva, Hong Kong, Lausanne, London, Luxembourg, Madrid, Milan, Montreal, Munich, Nassau, Osaka, Paris, Rome, Singapore, Stuttgart, Taipei, Tel Aviv, Tokyo, Turin, Verona and Zurich.




Mission

 

As part of the Risk & Compliance Department, and reporting directly to its manager, you will be mainly responsible, together with the other staff in the department, for carrying out activities related to the supervision of compliance with the company's anti-money laundering and anti-terrorist financing (AML) rules.

 

Responsibilities

 

The team's duties include the following:

 

  • Supervising AML control activities carried out by the Transfer Agent Department, in particular by reviewing investors' files.
  • Carrying out a set of second-level controls, both of the activities of the Transfer Agent Department and those of the company's other departments involved in relationship-opening procedures.
  • Adapting the company's procedures to bring them into line with regulatory developments in the field of AML.
  • Producing and sending out different types of report as part of the team's activity.
  • Taking part in different projects (business development as well as IT and organisational projects, etc.) that involve the team.
  • Being involved in presenting the team's activities to both in-house and external clients, including when regulatory changes occur.

 

Profile

 

Qualifications and experience:

 

  • University degree (BAC +3 minimum) in Economics or Finance.
  • Several years' proven experience in the area of AML and compliance.

 

Specific knowledge:

 

  • Good knowledge of Luxembourg AML legislation.
  • Sound grasp of the various roles in the investment fund industry, and more particularly of the operating mechanisms of a management company, but also of a custodian bank, transfer agents, fund administration and the related regulatory framework.

 

 Language skills:

 

  • Knowledge of German would be an asset.
  • Written and spoken fluency in French and English.

 

As the chosen applicant you will show initiative and be keen to produce work of a high quality. You will also have outstanding interpersonal skills and be able to cope with stress. Your flexibility regarding your working hours and your capacity to work as part of a team will also be appreciated.

 

Note

We will not accept any CVs via agencies

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