Job Description




An important wealth management firm in Zurich is seeking a Compliance Officer to support client onboarding, regulatory compliance, AML monitoring, and risk management within a dynamic UHNW-focused environment.




Responsibilities

• Manage client onboarding processes, including due diligence reviews and periodic KYC refreshes


• Perform and monitor AML, KYC, and client due diligence activities throughout the client lifecycle


• Design, implement, and update compliance policies, procedures, and internal controls in line with applicable regulations


• Provide compliance advice and day-to-day regulatory guidance to management and business teams


• Conduct transaction monitoring and investigate potential AML-related risks and alerts


• Organize and deliver staff training on compliance topics, including AML, FinSA, FinIA, market conduct, and cross-border regulations


• Support compliance-related projects and contribute to the ongoing enhancement of the compliance framework


• Perform compliance controls and risk assessments in accordance with the internal control system

• 3-5 years of experience in a compliance role within a Swiss bank, wealth manager, or financial institution


• Master's degree in Law, Business Administration, Finance, or a related field


• Strong knowledge of AML, KYC, FinSA, FinIA, FINMA regulations, and cross-border requirements related to wealth management activities


• Ability to analyze client information, due diligence documentation, and transaction data


• Strong analytical, problem-solving, and risk assessment skills


• Strong interpersonal and communication skills with the ability to work closely with business teams


• Fluency in English is required; additional languages like russian are advantageous